Merrill Market Supervision Manager
Company: Bank of America
Location: Garden City
Posted on: February 25, 2021
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Job Description:
Important information about the coronavirus.-- Merrill Lynch
Wealth Management is a leading provider of comprehensive wealth
management and investment products and services for individuals,
companies, and institutions. Merrill Lynch wealth management is one
of the largest businesses of its kind in the world specializing in
goals-based wealth management, including planning for retirement,
education, legacy, and other life goals through investment advice
and guidance. Merrill Lynch's financial advisors help clients
pursue the life they envision through a one-on-one relationship
with an advisor committed to their needs. We believe trust comes
from transparency. Our trusted financial advisors are equipped with
access to the investment insights of Merrill Lynch coupled with the
banking convenience of Bank of America.
The Market Supervision Manager (MSM) reports to the Merrill Lynch
Wealth Management Market Executive (MLWM ME) with dual reporting to
the Division Supervision Executive (DSE). The MSM is a member of
the Market Leadership Team, along with the Client Relationship
Manager. The MSM supports the Firm's business objectives and
contributes to the Market's profitability by influencing FA
business practices in ways that minimize regulatory and financial
risk as well as uphold the Firms' reputation. Ultimately, the MSM
protects the Firm, grows the business and serves the client by
proactively managing and mitigating risk.
The Market Supervision Manager function's as a member of the market
leadership team, responsible for a wide variety of delegated
compliance, administrative and business functions related to the
MLWM ME's overall managerial responsibilities for parent and
associate offices. He or she functions independently, or with
minimal guidance, but must keep the MLWM ME informed on significant
matters and must determine when the MLWM ME should be directly
involved. The Market Supervision Manager supports the company's
business objectives and contributes to market profitability by
influencing Financial Advisor business practices in ways that
minimize regulatory, financial and reputational risks. Required
Skills: " MUST " have these skills to be minimally qualified. The
ideal candidate is a self-motivated, client centric individual who
has:
To view the "EEO is the Law" poster, CLICK HERE .
To view the "EEO is the Law" Supplement, CLICK HERE . Bank of
America aims to create a workplace free from the dangers and
resulting consequences of illegal and illicit drug use and alcohol
abuse. Our Drug-Free Workplace and Alcohol Policy ("Policy")
establishes requirements to prevent the presence or use of illegal
or illicit drugs or unauthorized alcohol on Bank of America
premises and to provide a safe work environment.
To view Bank of America's Drug-free workplace and alcohol policy,
CLICK HERE .
Keywords: Bank of America, Sioux Falls , Merrill Market Supervision Manager, Executive , Garden City, South Dakota
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