SiouxFallsRecruiter
the smart solution for Sioux Falls jobs

Registered Client Associate-Wealth and Brokerage Services

Company: Wells Fargo
Location: Sioux Falls
Posted on: May 17, 2019

Job Description:

Job DescriptionAt Wells Fargo, we want to satisfy our customers financial needs and help them succeed financially. Were looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where youll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Wealth and Investment Management (WIM) businesses build enduring client relationships through sound, thoughtful and objective advice. We help our clients by developing individualized plans for everything from retirement goals to business succession planning, to family legacy intentions. Services include comprehensive planning and advice, investment management, brokerage, private banking, estate planning strategies, trust, insurance and both individual and institutional retirement.

Assists financial consultants and financial advisors by providing sales and servicing support. Duties may include: opening accounts and processing paperwork; working with internal departments and/or directly with the client in solving service/operational issues, answering or providing information regarding procedural/sales questions, and processing client service requests (address changes, statement copies, etc.); processing the movement of funds and equities; scheduling appointments for new and existing clients; monitoring and tracking referrals and sales results; maintaining compliance files; issuing sales/marketing information to clients; preparing sales packages; ordering supplies; maintaining file system for prospective and existing clients; reviewing paperwork for completeness and forwarding to management for review. May act as a back-up in taking and executing unsolicited investment orders directly from clients and/or via toll-free number.Required Qualifications


  • Successfully completed FINRA Series 7 and 63 or 7 and 66 exams to qualify for immediate registration (or FINRA recognized equivalents)

    Desired Qualifications

    • Client service focus with the ability to respond to requests in a timely manner
    • Strong analytical skills with high attention to detail and accuracy
    • Strong organizational, multi tasking, and prioritizing skills
    • Good verbal, written, and interpersonal communication skills
    • Brokerage client support experience
    • Ability to provide administrative support, including responding to prospect/customer inquiries and requests for information
    • Knowledge and understanding of brokerage: systems or applications
    • Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment

      Job Expectations

      • Designated insurance license requirements must be completed within 120 days of hire date. Compliance with state law requirements is required.
      • Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition state registration, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance.
      • For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required

        DisclaimerAll offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

        Relevant military experience is considered for veterans and transitioning service men and women.

        Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, Sioux Falls , Registered Client Associate-Wealth and Brokerage Services, Other , Sioux Falls, South Dakota

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Other Jobs


Real Estate Associate - License Required
Description: Finding the right real estate brokerage to build your career is one of the most important decisions you will make. It is imperative you align yourself with a company that can provide you the best opportunity (more...)
Company: Keller Williams Realty
Location: Sioux Falls
Posted on: 05/20/2019

Regional CDL A Reefer Truck Drivers - Earn Up To $80,000/Year!
Description: Zeitner and Sons Inc. is now hiring Regional CDL A Truck Drivers Home Every 7-10--days Earn Up To 80,000/yearDriver MUST HAVE CDL A and 2 Years Verifiable Experience What We Offer: ul Earn Up
Company: Zeitner and Sons INC
Location: Sioux Falls
Posted on: 05/20/2019

Hair Stylist - East Ridge Mall
Description: Stylist br br At Great Clips, we know that stylists like you are most happy when they're cutting hair, so at a Great Clips salon, that's exactly what you get to do Want to be the best stylist in (more...)
Company: Great Clips
Location: Sioux Falls
Posted on: 05/20/2019


Event Staff - Pentagon
Description: Job Title: Event Staff - Pentagon - Sioux Falls City: Sioux Falls State: SD Department : Pentagon - Sports Complex Event Staff - Sioux Falls Job Schedule: PRN Shift: Varies Hours Per Shift: Other JOB (more...)
Company: Sanford Health
Location: Sioux Falls
Posted on: 05/20/2019

Part-time Library Support Staff
Description: Part-time Library Support Staff 10.25 per hour The City of Sioux Falls is accepting applications for part-time employees for
Company: City of Sioux Falls
Location: Sioux Falls
Posted on: 05/20/2019

Virtual Call Center Hiring Telecommuters
Description: TeleReach Corporate is a national telephone-marketing firm engaged exclusively in outbound business to business calls. We offer a unique opportunity with an excellent earning
Company: TeleReach Corporate
Location: Sioux Falls
Posted on: 05/20/2019

Legal/Criminal Transcription (work from home)
Description: Net Transcripts is looking for many vendors / independent contractors who have experience transcribing audio content of criminal investigations, court proceedings, law enforcement interviews, jail calls, (more...)
Company: Net Transcripts
Location: Sioux Falls
Posted on: 05/20/2019

Retail Sales Associate/Optician - Full-Time - Sioux City #007
Description: Retail Sales Associate/OpticianThis is for a full-time position.Are you looking for a career that will bring you home A career with a company that has one of the absolute best store leadership teams (more...)
Company: Eyemart Express
Location: Sioux City
Posted on: 05/20/2019

AppointmentSetters Earn$12 to $28/hour
Description: TeleReach Corporate is a national telephone-marketing firm engaged exclusively in outbound business to business calls. We offer a unique opportunity with an excellent earning
Company: TeleReach Corporate
Location: Sioux Falls
Posted on: 05/20/2019

hairdresser
Description: hairdresser Stylist At Great Clips, we know that stylists like you are most happy when they're cutting hair, so at a Great Clips salon, that's exactly what you get to do Want to be the best
Company: Great Clips
Location: Sioux Falls
Posted on: 05/20/2019

Log In or Create An Account

Get the latest South Dakota jobs by following @recnetSD on Twitter!

Sioux Falls RSS job feeds