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Compliance Consultant

Company: Wells Fargo
Location: Sioux Falls
Posted on: September 12, 2019

Job Description:

Job DescriptionAt Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk.The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.Within Wells Fargo Compliance, the Enterprise Testing group is responsible for establishing and maintaining a consolidated Enterprise Testing program at the corporate level. Enterprise Testing is responsible for developing a common methodology and standards, providing governance and oversight, executing testing; and conducting horizontal reviews. Testing and validation teams are responsible for implementing the Enterprise Testing methodology and standards, and executing group- specific testing.The Enterprise Testing Team is seeking a candidate who will be responsible for the planning and execution of Volcker Rule regulatory compliance reviews.-- Specific responsibilities for the role are as follows: Serve as a lead reviewer for complex Volcker reviews, analyze report findings, and communicate findings to corresponding control/process owners. Develop and execute test scripts for compliance with Volcker rules, laws, and regulations. Develop Volcker subject matter expertise and a thorough understanding of the processes reviewed. Execute end-to-end business process walkthroughs, identifying risks and primary/key controls, evaluating control design, and testing the effectiveness of manual and automated controls. Manage engagements to planned dates, resources, and hours. Execute throughout the life cycle of the review activities to ensure the adequacy/accuracy of scope, sampling, testing approach, issues, work papers, quality reviews, etc. Perform Issue Validations that provide regulators and stakeholders' insight into compliance trends, themes, issues and root causes. Offer credible challenge to line of business and control executive teams to resolve issues, develop sound corrective actions, and strengthen internal controls. Receive quality assurance feedback positively and take appropriate actions to address areas requiring attention. Write reports that clearly articulate work performed and summarize testing results to business leadership, executive management, and the board.Please Note: Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo.Required Qualifications6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of bothDesired QualificationsAdvanced Microsoft Office skillsExcellent verbal, written, and interpersonal communication skillsStrong analytical skills with high attention to detail and accuracyAbility to interact with all levels of an organizationOther Desired Qualifications Audit, Risk and/or Compliance testing operational and compliance controls, preferably in a large financial institution Full testing lifecycle experience that includes assessing test scope, designing test scripts, as well as executing, documenting and reporting. Experience leading regulatory compliance reviews, preferably of large scope, while leading other testers and resources.---- Knowledge and understanding of regulatory compliance requirements surrounding Volcker Rule Regulation Experience providing "credible challenge" to business partners when necessary, with the ability to lead through influence. Strong analytical skills with high attention to detail and accuracy Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment Experience articulating issues, risks, and proposed solutions to various levels of staff and management Build effective business partnerships and collaborate with all levels of team member Excellent oral, written communication and presentation skills; able to communicate effectively with others Excellent problem solving, analytical and decision making skills Ability to identify issues, risk and escalate to the appropriate partyJob ExpectationsAbility to travel up to 5% of the timeStreet AddressNC-Charlotte: 401 S Tryon St - Charlotte, NCMN-Minneapolis: 600 S 4th St - Minneapolis, MNMO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MOIA-Des Moines: 666 Walnut St - Des Moines, IAOR-Portland: 1300 Sw 5th Ave - Portland, ORTX-DAL-North Dallas: 14241 Dallas Parkway - Dallas, TXTX-San Antonio: 4101 Wiseman Blvd - San Antonio, TXDisclaimerAll offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.PandoLogic. , Location: Sioux Falls, SD - 57198

Keywords: Wells Fargo, Sioux Falls , Compliance Consultant, Professions , Sioux Falls, South Dakota

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